Decoding the Conundrum of Internal Control to protect UPSI in Listed Company

Jul 3, 2020

There has been plethora of changes in SEBI (Prohibition of Insider Trading) Regulations, 2015 since December, 2018, necessitating listed companies to put in place a robust Internal Control mechanism to ensure that UPSI is shared only for legitimate purposes and is done through proper medium and with suitable recordings. This presentation elaborates the legal and procedural aspects of implementation of Internal Controls to protect UPSI by Listed Companies.

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